Self-Directed IRA Forms
Our company is committed to providing ready access to our products, forms and services so all of our customers, including people with disabilities, may use them. Should you require assistance or some type of accommodation in completing our forms due to a disability, please contact our Client Services group at 1-866-928-9394 or by email to Service@StrataTrust.com.
To sign and submit forms electronically, please click on the red Sign button located at the top of your screen.
Click on the appropriate form section to expand the menu of forms available.
Open a Traditional, Roth or SEP IRA
Open a SIMPLE IRA
-
Steps for opening, funding and directing an investment in your STRATA IRA
-
Instructions, IRA Application, IRA Fee Schedule, IRA Custodial Account Agreement, Disclosure Statement, Financial Disclosure and Privacy Policy
-
Account, processing and service fees in your STRATA IRA
-
Instructions and Form 5304-SIMPLE (Non Designated Financial Institution), Participation Notice & Summary Description, and Salary Reduction Agreement
Open a Crowdfunding IRA
-
Steps for opening, funding and directing an investment in your STRATA IRA
-
Instructions, IRA Application, IRA Fee Schedule, IRA Custodial Account Agreement, Disclosure Statement, Financial Disclosure and Privacy Policy
-
Account, processing and service fees in your STRATA Crowdfunding IRA
-
Purchase (or in-kind transfer or rollover) of a public or private crowdfunding equity investment
-
Purchase (or in-kind transfer or rollover) of a public or private crowdfunding debt investment
Fund Your STRATA IRA
-
Initiate a direct transfer from an existing IRA to your STRATA IRA
-
Direct a rollover or transfer of assets in kind
-
Certify the deposit of a contribution, rollover or investment-related income to your STRATA IRA
-
Initiate a conversion to your STRATA Roth IRA
-
Initiate an ACH contribution to your STRATA IRA
-
-
Establish your STRATA Traditional IRA to receive Simplified Employee Pension contributions
-
Annual IRA contribution limits, deductibility limits and phase-out ranges
-
Compare the differences between a Traditional, Rollover and Roth IRA
Purchase, Transfer or Rollover An Investment
-
Purchase (or in-kind transfer or rollover) of a private stock, LP or LLC investment
-
Purchase (or in-kind transfer or rollover) of a secured promissory note, trust deed or real estate contract, corporate debt or convertible note
-
Purchase (or in-kind transfer or rollover) of a real estate property
-
Purchase, sell or exchange precious metals through your dealer
-
Purchase (or in-kind transfer or rollover) of a public investment
-
Purchase of a Futures Investment
-
Purchase (or in-kind transfer or rollover) of a structured settlement investment
-
-
Purchase (or in-kind transfer or rollover) of a private stock, LP or LLC investment
Withdraw From Your STRATA IRA
Account Maintenance
-
Designate or change preferred method to pay account fees
-
Complete this form if you are a financial advisor firm requesting access to your client's account information through a portfolio management system.
-
Authorize a credit card charge to pay account fees
-
Provide supplemental instructions to STRATA with regards to your account
-
Add or remove a Representative on your account
-
Change your Beneficiary(ies) on your account
-
Update your mailing or email address or phone number on your STRATA account
-
Update your mailing or email address or phone number on your STRATA account
-
Authorize a power of attorney to act on your behalf
-
Authorize a third party to view and discuss your account information
Investment Maintenance
-
Authorize an expense payment to be paid from your STRATA account
-
Update the fair market value of an asset held in your STRATA account
-
Update the valuation of a real estate property held in your STRATA account
-
Authorize the sale of a real estate property held in your STRATA account
-
Change the terms of a promissory note/debt investment held in your STRATA account
Disclosures
-
Understanding the limited role of a custodian and the responsibilities of the accountholder.
-
Precious Metals account terms and disclosures
-
Important information about your STRATA account statement, including how your assets are valued
-
Important information about your uninvested cash balance held in your STRATA account
-
STRATA's privacy policy with regards to your personal information
-
Traditional IRA account terms and disclosures under IRS Form 5305-A
-
Roth IRA account terms and disclosures under IRS Form 5305-RA
-
SIMPLE IRA account terms and disclosures under IRS Form 5305-SA
